Universal Market Integrity Rules

Results: 172



#Item
121Finance / Stock market / United States Securities and Exchange Commission / United States securities law / Securities Act / Canadian Imperial Bank of Commerce / Market maker / Futures contract / Short / Financial economics / Financial markets / Investment

Universal Market Integrity Rules Rules & Policies PART 2 – ABUSIVE TRADING 2.1

Add to Reading List

Source URL: www.iiroc.ca

Language: English - Date: 2014-03-05 11:57:43
122Investment / Finance / Financial regulation / Order / Universal Market Integrity Rules / Central limit order book / Best execution / Algorithmic trading / Stock market / Financial economics / Financial markets

Universal Market Integrity Rules Rules & Policies PART 5 – BEST EXECUTION OBLIGATION 5.1

Add to Reading List

Source URL: www.iiroc.ca

Language: English - Date: 2014-03-05 12:00:35
123Stock market / Financial markets / Economy of Canada / Universal Market Integrity Rules / Costs / Short / Futures contract / Law of agency / Order / Law / Business / Financial economics

Universal Market Integrity Rules Rules & Policies PART 4 – FRONTRUNNING 4.1

Add to Reading List

Source URL: www.iiroc.ca

Language: English - Date: 2013-12-18 15:01:49
124Finance / Stock market / Financial services / Economy of Canada / Universal Market Integrity Rules / Order / Dark liquidity / Futures contract / Short / Financial economics / Financial markets / Investment

Universal Market Integrity Rules Rules & Policies 6.3

Add to Reading List

Source URL: www.iiroc.ca

Language: English - Date: 2013-12-18 15:06:25
125Economy of Canada / Universal Market Integrity Rules / Moorhead

│Discipline Notice│ May 22, 2008 No[removed]Suggested Routing

Add to Reading List

Source URL: www.iiroc.ca

Language: English - Date: 2012-01-31 07:58:22
126Exchange-traded funds / Universal Market Integrity Rules / Financial economics / Investment / Funds

Proposed Amendments to the Definiton of Basis Order

Add to Reading List

Source URL: www.iiroc.ca

Language: English - Date: 2014-06-23 14:46:07
127Financial services / Securities / Funds / Economy of Canada / Universal Market Integrity Rules / Fee / Investment Industry Regulatory Organization of Canada / Net asset value / Financial economics / Investment / Finance

INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA MANAGEMENT DISCUSSION AND ANALYSIS

Add to Reading List

Source URL: www.iiroc.ca

Language: English - Date: 2013-08-30 15:18:38
128Economy of Canada / Universal Market Integrity Rules

Universal Market Integrity Rules Rules & Policies 10.6

Add to Reading List

Source URL: www.iiroc.ca

Language: English - Date: 2014-03-05 12:29:39
129Economy of Canada / Universal Market Integrity Rules

June 1, 2008 INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA TRANSITION RULE NO. 1 MADE PURSUANT TO BY-LAW 13.1 OF THE CORPORATION 1.1

Add to Reading List

Source URL: www.iiroc.ca

Language: English - Date: 2014-03-26 16:48:40
130Finance / Financial markets / Order / Algorithmic trading / Wash trade / Futures contract / Short / Universal Market Integrity Rules / Repurchase agreement / Financial economics / Stock market / Investment

Universal Market Integrity Rules Rules & Policies 2.2 Manipulative and Deceptive Activities

Add to Reading List

Source URL: www.iiroc.ca

Language: English - Date: 2014-03-05 11:59:19
UPDATE